Riskalert

There are some intermediaries that matter more than others and you want to know about changes to their key personnel and business model.

Riskalert has been designed for organisations who want to keep a close eye on a defined list of intermediaries but don’t want to tie up resources in doing so.

You tell us which firms are most important to you and we will tell you about any changes on the FCA register for those firms.

This would include permitted activities being added or withdrawn, changes to restrictions placed upon the business, any changes to limitations placed against specific authorised activities, directors leaving or joining and any changes to individuals’ Controlled Functions.

The list of intermediaries is specific and controlled by you, not a standard file that you would have to search through to find them.

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